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Posted: Friday, March 10, 2017 10:20 AM

Headquartered in Boston, Massachusetts, Wolf & Company, PC is one of the top 100 largest accounting firms in the United States and is the fourth largest in New England. We have been providing unparalleled guidance to our clients for over 100 years. The firm employs over 200 auditors, accountants, tax specialists, financial and technical consultants as well as support staff. With offices located in Boston and Springfield, MA, Albany, NY and Livingston, NJ, some of the industries served by Wolf professionals include financial institutions, manufacturing, food processing, investment advisors, professional service firms, software and technology, wholesalers and retailers. Our clients range in size from small, closely-held private organizations to publicly owned companies. We also service a number of businesses that have either a foreign parent or foreign subsidiaries. Responsibilities of our Regulatory Compliance Senior include:Monitoring and reporting Bank compliance with all applicable federal and state regulationsPerforms all regulatory compliance audits within a defined annual audit planDevelops and maintains compliance audit programs and defines scope of reviewsPrepares and maintains audit documentation and work-papersConducts analysis of audit findings to draw logical conclusionsWrites formal audit reports directed toward those audited, Senior Management, and the Audit CommitteeConducts appropriate follow-up with those audited to resolve audit findingsCoordinates and manages the regulatory compliance audit processDevelops and implements an annual risk based compliance audit plan, including scope determination, audit planning memos and reportsPlans, schedules and conducts each audit, per schedule, to ensure that all activities conform to established audit proceduresUses audit programs as guides and initiates additional audit steps where deemed appropriateReviews compliance related policies and procedures for compliance with regulatory requirements and sound practicesPrepares detailed report of violations to federal and/or state regulations and other compliance audit findings, presenting any irregularities or exceptions to Senior Management and/or the Audit CommitteeMakes recommendations for corrective actionReviews responses from the auditee for audit reports to determine whether appropriate action has been takenMonitor implementation of needed corrective actionReport, at least quarterly, to the Audit Committee of the Board of Directors on current quarterly audit results, any findings, corrective actions and status of prior open issuesAnalyzes the audit programs for effectiveness, recommending changes and improvements as appropriateConducts any special audits as assigned by the Risk ManagerDiscusses with the Risk Manager any changes to scope of audits performed, significant findings noted as the audit progresses and conclusions and recommendations as audits are finalizedMaintains appropriate records and provides assigned reportsPerform all duties in compliance with the Bank's policies regarding Equal Employment Opportunity, Code of Conduct and the appropriate use of email, the Internet and any other technology tools as well as the Bank Secrecy Act (BSA) and Bank Protection Act (BPA) regulations RequirementsThorough knowledge of bank regulatory requirementsKnowledge of bank proceduresExcellent PC skillsThorough knowledge of network and mainframe systemsExcellent verbal and written communications skillsMulti-task orientedProficient problem solverFlexible and adaptablePossess analytical and questioning thought processDemonstrate cooperative effort in working with other departmentsStrong organizational skillsAssociate Degree and/or related work experience with knowledge of banking federal and state regulationsFive+ years of risk management or bank compliance experience including a minimum of two years in compliance auditCandidates should be able to work both independently and as part of a teamCompliance certification and/or experience as a loan processor, loan underwriter or QC reviewer is preferred. Apply for this Job


• Location: Boston

• Post ID: 38669577 boston is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2017